Marni Dye

Chief Compliance Officer

In almost 40 years in the investment business, Marni has acted with distinction in multiple roles, including at one time or another as regional administrator, compliance supervisor, sales assistant, branch manager, and business services manager. She’s carried multiple responsibilities throughout the investment process and has developed a strong background in management, operations, training, and sales compliance.

At WWM, Marni is responsible for the development and implementation of the company’s sales practices and their supervision according to the rules established by the Securities and Exchange Commission. Having crossed geographic regions and the divide between management and sales, Marni’s interpersonal, analytical, and problem-solving skills are honed to offer insight and guidance while maintaining the tightest-possible control on our public sales interaction.

Marni lives in Worthington and, when free time allows, enjoys traveling to visit her talented daughter on the east coast.